Regulatory compliance services on conduct and governance of insurance companies, insurance agents and insurance brokers

This publication provides an overview of the key regulatory requirements of the Insurance Authority (“IA”) for insurance intermediaries in Hong Kong. Mazars offers a wide range of financial advisory services to assist you in achieving compliance with rules and regulations relevant to you.

The key regulatory focus areas are listed as follows:

1. Suitability obligations
2. Corporate governance
3. Anti-money laundering
4. Risk management and internal control systems

At Mazars in Hong Kong, we have extensive experience working with the diversity of financial services players. We assist major financial institutions including securities brokerage companies, asset managers, investment and corporate banks, retail and private banks, central banks, and national regulators in dealing with business and regulatory issues, domestic and international.

Download our brochure to learn more.