Regulatory compliance and risk management services for asset managers in Hong Kong
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Regulatory compliance and risk management services
As one of the most vibrant financial services centres in the world, Hong Kong has experienced significant growth in its asset management industry in recent years. The demand for quality and cost-effective supporting services in risk management and regulatory compliance is expected to grow steadily into 2021 and beyond.
At Mazars, we could offer asset managers the following services:
- Services for asset managers under the SFC Fund Manager Code of Conduct
- Ongoing compliance support services
- Services to asset managers of open-ended fund companies
- Services to asset managers of virtual asset funds
Download our brochure to learn more.
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Jonathan Wan Partner, Financial Services Hong Kong
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Compliance services for insurance intermediaries
In order to maintain a sustainable market development in the insurance industry and align with the international requirements to have an insurance regulator which is independent of the government & the industry, the Insurance Authority (“IA”) was established to strengthen the regulatory environment.
Regulatory compliance and risk management services
This publication provides an overview of the key regulatory requirements of the Hong Kong Securities and Futures of Commission for companies in the securities industry (i.e. brokers / dealers / margin financiers). Mazars offers a wide range of financial advisory services to assist you in achieving compliance with rules and regulations relevant to you.